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SEC Charges Cantor Fitzgerald Over Misleading SPAC Disclosures
The Securities and Exchange Commission today charged global financial services firm Cantor Fitzgerald, L.P. with causing two special purpose acquisition companies (SPACs) that it controlled to make misleading statements to investors ahead of their… Full report at: Read More
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Bills Moving Through the U.S. Congress
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The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding…
The Justice Department announced today that it secured an agreement with Anna Maria Oyster Bar Inc., a restaurant group based in Bradenton, Florida. The agreement…
The Securities and Exchange Commission today announced fraud charges against Stephen Kenneth (“Ken”) Leech, the former co-chief investment officer (CIO) of registered investment adviser Western…
Chicago, Illinois – Keleher Appellate Law Group is proud to announce that Lead Counsel Christopher Keleher recently spoke at a seminar hosted by the Alliance…
San Francisco, California – Custom Legal Marketing (CLM) has been honored with a prestigious W3 Award for its work on the website of Briskman Briskman…
San Francisco, California – Custom Legal Marketing (CLM) has been honored with a prestigious W3 Award for its work on the website of Briskman Briskman…